SEC & FINRA Compliant

Compliance-ready outreach for financial services.

Full audit trail, proof links, and GDPR controls built in from day one. Scale your high-touch relationships without regulatory risk.

Risk Assessment

Legacy outreach systems are a liability for high-stakes firms.

Regulatory scrutiny

Increasing pressure from SEC and FINRA requires every touchpoint to be documented and defensible.

No clear audit trail

Fragmented data sources make it impossible to prove origin and consent when auditors come knocking.

Manual compliance checks

Relying on human sign-offs slows down growth and inevitably leads to expensive oversight errors.

The Solution Architecture

Engineering trust at every touchpoint.

Compliance Trail + Leads Panel

Every lead includes proof links, source tracking, and full audit timeline. See exactly where data came from and when it was verified.

Email Engine

Approval-first sending with smart limits. No email leaves without explicit sign-off from your compliance officer.

Campaign Builder

Per-country compliance policy checks built into campaign setup. Automatically filter leads based on regional regulations.

Intelligence Reporting

Track every interaction. Export detailed compliance reports for audits with a single click. Every click and open is logged with a forensic timestamp.

Compliance Toolkit

Built for regulated industries

GDPR & CCPA Controls

Built-in opt-out management and consent verification at every step.

Proof Links

Every lead comes with a verifiable source URL and timestamp.

Approval Queue

Compliance officers review and approve all outreach before sending.

Immutable Audit Log

Tamper-proof event log for every action taken in the platform.

SEC Archiving

Automated archival of all communications for regulatory retention.

Regional Filtering

Auto-segment leads by jurisdiction with country-specific compliance rules.

Compliant outreach starts here.

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Trusted by 200+ Enterprise Financial Institutions